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When you lose an Article 4 direction

Roderick Morton • 1 January 2021
Zafar vs Stoke on Trent Council [2020] EWHC 3249 (Admin)- published in NAPE's December 2020 newsletter

This month we report on a prosecution case which demonstrated the full effect of s285 TCPA 1990. Readers will recall that s285 provides that the validity of an enforcement notice cannot be challenged except by appeal to an inspector; it cannot be challenged in court. It is possible to challenge in court on grounds of nullity but, if a the challenge falls within the grounds of appeal (ie a challenge to validity of the notice), the only challenge is by way of an appeal to the inspector.  

So it was that Mr Zafar had his conviction for failure to comply with an enforcement notice upheld, despite the fact that the Council could not prove that what he had done had breached planning control.

The case related to an enforcement notice against uPVC windows and external paint colour at a house in Stoke on Trent. The house was in a Conservation Area and an Article 4 direction had been adopted to remove certain PD rights, including the right to make these changes. Mr Zafar did not appeal the notice.

When prosecuting Mr Zafar for failure to comply, the Council was unable to supply a copy of the Article 4 direction. It had been lost in a move to electronic record keeping. Nevertheless, there was other evidence of its existence and terms (not least several other successful prosecutions for breach). Mr Zafar was found guilty and appealed to the High Court.

His case at the High Court was formulated on the basis that, if the Council could not provide even a copy of the Article 4 direction (let alone the original), it was difficult to understand how the Magistrates could have determined that he was guilty beyond reasonable doubt.

The Council said that Mr Zafar’s argument was effectively saying that there was no evidence of a valid Article 4 direction and therefore no proof that the works carried out by Mr Zafar breached planning control. But this, said the Council, was a point which could have been raised under ground (c) at appeal before an inspector. As it had not been, Mr Zafar was not entitled to raise it in court in his defence so his conviction could not be faulted.  

In other words, although the Council may have lost a ground (c) appeal before the inspector for lack of evidence of the Article 4 direction, as the point was not taken at the time, the Court must now assume that the enforcement notice was valid. As it was common ground that Mr Zafar had not complied with the enforcement notice, it followed that he was guilty.

This is of course entirely correct. The prosecution was not for breach of planning control, the prosecution was for failure to comply with an enforcement notice. The forum to determine breach of planning control is the appeal process, the forum to determine failure to comply is the court.  

The case demonstrates the reach of s285. It also demonstrates the sophistry that can result from the distinction between invalidity and nullity of enforcement notices.  

But the moral of the story is simpler. Don’t lose Article 4 directions.


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Given its portrayal of the planning system so far, it is almost a given that season 3 of Clarkson’s Farm will not accurately present the detail of the Diddly Squat appeal decision. Here is our take. The decision is here. In summary, the LPA won almost all of the enforcement points. But simply being Jeremy Clarkson is apparently a material consideration which alters the planning balance! While he is popular, his celebrity is such that his farm shop will create significant problems beyond those of an ordinary farm shop and the inspector decided that these are problems which have already been accepted in granting his existing permission. Fewer of the harms to the AONB can therefore be attributed to the additional elements of the use. And these harms are outweighed by the economic benefits, benefits which are a result of his celebrity. So permission was granted for his farm shop and café and the associated parking and toilets. Clarkson’s popularity will be re-assessed in 3 years as the permission is time limited. Perhaps the inspector knows something we don’t. As viewers will know, Clarkson’s Farm operates in open countryside in an AONB. As well as agriculture, it has diversified to include a farm shop and a café in a lambing barn. The business tried to open a restaurant in a converted barn located some distance from the shop. The site is obviously used as a filming location. The business has proved popular and it now has significant parking and highway problems. The farm shop (with limited parking) has permission, the construction of the lambing barn (but not its use) has permission and there is permission for limited filming. The council enforced against the material change of use of the land to a mixed agricultural and leisure attraction use, comprising café, restaurant, gift/farm shop, parking and lavatory facilities. The notice was appealed. The appellant also sought (and was refused) permission for additional parking, access, storage and landscaping. This appeal was heard alongside the enforcement appeal. The inspector dealt first with the planning unit. The appellant alleged that there were three separate planning units (shop, café, restaurant), with each having a separate primary use. The council had enforced against a single unit in a mixed use. The inspector took into account that the shop/café was in a different ownership to the farm and that it had its own permission. But its activities clearly spilled out of the permitted area, extending to the proposed restaurant and the wider parking areas. The restaurant used the same parking as the shop. These were fenced/walled off from the remainder of the farm. He concluded that there was a single planning unit. As for the use of that planning unit, the inspector took issue with several items listed by the council. “Gift shop” was too ambiguous; a shop is a shop. Similarly, while visitors no doubt came for the experience, the business was not a “leisure attraction”. A leisure attraction required, said the inspector, something which the customer might be expected to pay for. There was no entrance fee here, just a shop and café. (It appears that the inspector was also concerned that any permission for a “leisure attraction” would create a very wide lawful use.) Nevertheless, there were several primary uses in a single unit so the development was a mixed use, in this case a “mixed use comprising agriculture, café, restaurant, farm shop, parking, lavatory facilities.” This put paid to the ground (b) and (c) challenges. The challenge was that the restaurant was a separate planning unit. As it was in the curtilage of the lawful farm shop, the appellant said that Class R permitted a change of use to a flexible use including a restaurant. In the light of his conclusion on the planning unit, the inspector rejected this. He said he would have rejected the Class R argument anyway as the restaurant was not clearly within the curtilage of the farm shop. The remainder of the uses cited in the notice were also challenged on the grounds that they were ancillary to the lawful farm shop use and not primary uses. The inspector concluded that, as the restaurant resulted in a mixed use, there had been a material change of use so it was irrelevant whether the other items were ancillary. As an aside, viewers of the series will recall the scripted glee with which the appellant came up with the “PD loophole” for his restaurant. It is fitting, therefore, that it was the restaurant which was the primary reason the breach was upheld. The inspector nevertheless looked at the extent to which the various alleged ancillary elements (other than the restaurant) were part of the lawful use prior to the breach. This was relevant to the fallback but also to what the extent of the material change of use truly was. He identified that the question was whether any of the elements represented a change in the character of the use. The inspector found that the level or vehicle traffic and parking went far beyond that for which permission had been given. And that the lambing shed was clearly not “by any stretch of reasonableness” being used for the purpose for which it was given permission. Even the toilet facilities went beyond what would be expected for the permitted farm shop. This was not intensification, it was a material change in the character of the use. The LPA even won the merits arguments on ground (a). The number of visitors, the traffic and parking problems, the outdoor seating, catering van and toilets clearly had an adverse effect on the AONB. The parking and landscaping proposed under the s78 application would have a similar effect. This had great weight. 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This reduced to moderate the harm to the AONB caused by the new elements of the use because the permitted use already resulted in significant harm. The appellant’s celebrity might wane. In which case, the weight of the considerations in favour of the development would wane. The permission granted was therefore time limited to 36 months. The decision is well reasoned and fairly logical. The inspector did not say that the character of the use already permitted varied with the identity of the user. But the result seems to imply that the harms associated with the use could vary and that the LPA had accepted them all in granting permission. Yet it is difficult to think that the LPA could successfully have imposed conditions on the farm shop based on the identity of the applicant. The result is therefore troubling.
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