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Roderick Morton • 19 July 2023

Pathfield Estates Ltd v LB Haringey [2023] EWHC 1790 (Admin)

This recent case looked at what might constitute waiver of the requirements of an enforcement notice. The decision is a reminder that language is important in post-notice negotiations with errant developers.


The case has an enforcement history stretching back to 2007. A residential building historically containing two flats was inspected in 2007 and found to be in use as five flats. An enforcement notice was issued in 2008 requiring cessation of the use as five flats, removal of fittings etc, and “to restore the property as two flats”.


This last step is unusual; most material change of use enforcement notices does not seek to specify the use to which the property is to be returned after compliance because there is a right of reversion to last lawful use anyway under s57(4) TCPA 1990 and anything else requires a permission application. Perhaps it was not directed at use at all, merely the physical layout. Nevertheless, it was a requirement of this notice and was not appealed.


The developer evicted the tenants and converted the property to a single dwelling. A council officer was invited to view it. While the property was a single dwelling (and not two flats as required), the officer closed the case as the single dwelling was an acceptable outcome which met the aims of the notice in terms of reducing the over-intensive use. She recorded that it was “agreed that the removal of units and entry door intercom is acceptable for compliance”, sent closure letters saying that the notice had been “complied with to the council’s satisfaction”, and the case was closed. 


Council tax payments for flats resumed in 2009. In 2011, the council’s planning enforcement team became aware that the property was in use as 6 flats. A prosecution was attempted but the conviction was quashed on appeal. The prosecution was for reinstatement under s181(5) but the court decided that there had been no operational development capable of prosecution under that section (internal changes not being development). There had of course been a material change of use which is an offence under s179 but that was not the offence prosecuted. No further action was taken, and the use continued until a certificate was sought. The certificate was refused (there being an enforcement notice) and the failure to comply with the notice was prosecuted. The developer was convicted in the Crown Court and appealed.


One of the points argued before the Crown Court was whether the notice had been varied/waived by the decision to accept the single dwelling use as compliance, so removing the need to convert to two flats.  The developer pointed to the closure letters confirming compliance and the site visit note. The council said that it had merely accepted the situation as being an acceptable solution to the breach; it had not waived any requirements of the notice. 


The Crown Court found that the requirements of the notice had not been varied or waived. There was no formal notice of variation and the language used by the officer was felt to be inconsistent with formal variation. This aspect was appealed to the High Court by way of case stated.


The High Court found in favour of the council. Whether there had been a waiver was a mixed question of fact and law and therefore susceptible to appeal. But all evidence was relevant in looking at whether there had been a waiver, including officers’ later recollections. These provided an explanation for the officer’s statement that the notice had been complied with.

That was a “compelling explanation” that the council had merely accepted the single dwellinghouse as meeting the aims of the notice without varying it or discharging it. There was no formal notice of variation, simply letters from an officer confirming that the council would take no further action. 


The notice had not, therefore, been complied with and the conviction was sound.


The case is a reminder of the need for clarity in communications with developers. The council confirmed that the notice had been complied with when it clearly had not been fully complied with. A better explanation might have been that it was no longer expedient to take further action.


It is a slightly unusual case in that the council prosecuted the failure to “restore the property to two flats” rather than the resumption of the use as multiple flats. As mentioned above, a positive direction as to future use (if that is what this is) is not a step that is found on most notices and arguably goes beyond what a notice can require. Perhaps it was not seen as a future use step and evidence of non-compliance was clear from the LDC application. The reasons for this approach are not recorded in the decision. It is possibly because the notice required cessation of use as 5 flats and resumption was as 6 flats. Best practice is to avoid specifying the number of flats in the notice.

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Clarkson’s popularity will be re-assessed in 3 years as the permission is time limited. Perhaps the inspector knows something we don’t. As viewers will know, Clarkson’s Farm operates in open countryside in an AONB. As well as agriculture, it has diversified to include a farm shop and a café in a lambing barn. The business tried to open a restaurant in a converted barn located some distance from the shop. The site is obviously used as a filming location. The business has proved popular and it now has significant parking and highway problems. The farm shop (with limited parking) has permission, the construction of the lambing barn (but not its use) has permission and there is permission for limited filming. The council enforced against the material change of use of the land to a mixed agricultural and leisure attraction use, comprising café, restaurant, gift/farm shop, parking and lavatory facilities. The notice was appealed. The appellant also sought (and was refused) permission for additional parking, access, storage and landscaping. This appeal was heard alongside the enforcement appeal. The inspector dealt first with the planning unit. The appellant alleged that there were three separate planning units (shop, café, restaurant), with each having a separate primary use. The council had enforced against a single unit in a mixed use. The inspector took into account that the shop/café was in a different ownership to the farm and that it had its own permission. But its activities clearly spilled out of the permitted area, extending to the proposed restaurant and the wider parking areas. The restaurant used the same parking as the shop. These were fenced/walled off from the remainder of the farm. He concluded that there was a single planning unit. As for the use of that planning unit, the inspector took issue with several items listed by the council. “Gift shop” was too ambiguous; a shop is a shop. Similarly, while visitors no doubt came for the experience, the business was not a “leisure attraction”. A leisure attraction required, said the inspector, something which the customer might be expected to pay for. There was no entrance fee here, just a shop and café. (It appears that the inspector was also concerned that any permission for a “leisure attraction” would create a very wide lawful use.) Nevertheless, there were several primary uses in a single unit so the development was a mixed use, in this case a “mixed use comprising agriculture, café, restaurant, farm shop, parking, lavatory facilities.” This put paid to the ground (b) and (c) challenges. The challenge was that the restaurant was a separate planning unit. As it was in the curtilage of the lawful farm shop, the appellant said that Class R permitted a change of use to a flexible use including a restaurant. In the light of his conclusion on the planning unit, the inspector rejected this. He said he would have rejected the Class R argument anyway as the restaurant was not clearly within the curtilage of the farm shop. The remainder of the uses cited in the notice were also challenged on the grounds that they were ancillary to the lawful farm shop use and not primary uses. The inspector concluded that, as the restaurant resulted in a mixed use, there had been a material change of use so it was irrelevant whether the other items were ancillary. As an aside, viewers of the series will recall the scripted glee with which the appellant came up with the “PD loophole” for his restaurant. It is fitting, therefore, that it was the restaurant which was the primary reason the breach was upheld. The inspector nevertheless looked at the extent to which the various alleged ancillary elements (other than the restaurant) were part of the lawful use prior to the breach. This was relevant to the fallback but also to what the extent of the material change of use truly was. He identified that the question was whether any of the elements represented a change in the character of the use. The inspector found that the level or vehicle traffic and parking went far beyond that for which permission had been given. And that the lambing shed was clearly not “by any stretch of reasonableness” being used for the purpose for which it was given permission. Even the toilet facilities went beyond what would be expected for the permitted farm shop. This was not intensification, it was a material change in the character of the use. The LPA even won the merits arguments on ground (a). The number of visitors, the traffic and parking problems, the outdoor seating, catering van and toilets clearly had an adverse effect on the AONB. The parking and landscaping proposed under the s78 application would have a similar effect. This had great weight. In the end though, permission was granted for the mixed use, including the use of the lambing shed as a café and the enforced against parking and toilets. Permission was granted under the s78 appeal for altered parking, storage and landscaping. Only the restaurant was refused. The inspector found that the parking would alleviate the current parking situation and highway safety even though it would not provide a complete solution. He accepted that a number of local suppliers benefited from trading arrangements with the shop and that the shop contributed to the local economy. He accepted that diversification was to be supported. These considerations also had great weight. Key to the decision, though, was the fact that permission had been granted, not just for a farm shop, but for a celebrity’s farm shop. Even if there was no café or restaurant, the popularity of the appellant was such that people would continue to visit the shop in numbers. 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